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Doctoral Thesis
DOI
https://doi.org/10.11606/T.8.2011.tde-19062012-132734
Document
Author
Full name
Manoel Galdino Pereira Neto
E-mail
Institute/School/College
Knowledge Area
Date of Defense
Published
São Paulo, 2011
Supervisor
Committee
Oliveira, Amâncio Jorge Silva Nunes de (President)
Avelino Filho, George
Onuki, Janina
Rocha, Enivaldo Carvalho da
Rodrigues Junior, Mauro
Title in Portuguese
Determinantes da adesão a tratados de patentes, 1970-2000: a Convenção de Paris e o Tratado de Cooperação de patentes
Keywords in Portuguese
Convenção de Paris
Modelos Hierárquicos Bayesianos
Patentes
Ratificação
Tratado de Cooperação de Patentes
Abstract in Portuguese
Neste trabalho investigamos os determinantes da adesão de países a dois tratados internacionais de patentes: A Convenção de Paris e o Tratado de Cooperação de Patentes (TCP). Por meio de um modelo hierárquico Bayesiano, apresentamos evidências de que fatores domésticos são importantes para predizer adesão aos tratados estudados. Porém, quais fatores são importantes dependem do tipo de tratado. Para o TCP, que é um tratado que visa reduzir custos de transação, a legislação doméstica de patentes não é relevante. Para a Convenção de Paris, que limita as opções de política na área de patente, a legislação doméstica é fator relevante. Nós mostramos também que os ganhos diretos de participar dos tratados, medido pelo número de patentes no exterior, é uma variável importante e positivamente associada à probabilidade de adesão a ambos os acordos. Apresentamos ainda evidências de que variáveis sistêmicas são importantes e que as mudanças no sistema internacional nos últimos 30 anos são fatores importantes para explicar a adesão.
Title in English
The determinants of the accession of the accession of patent treaties, 1970-2000: the Paris Convention and Patents Cooperation Treaty
Keywords in English
Hierarchical Bayesian Models
Paris Convention
Patent Cooperation Treaty
Patents
Ratification
Abstract in English
In this paper we investigate the determinants of the accession of two international patent treaties: the Paris Convention and Patent Cooperation Treaty (PCT). Through a Bayesian hierarchical model, we present evidence that domestic factors are important in predicting accession to the treaties studied. However, what factors are important depends on the type of treaty. For TCP, which is a treaty aimed at reducing transaction costs, the domestic law of patents is not important. For the Paris Convention, which limits the options in the area of patent policy, domestic law is a relevant factor. We also show that the direct gains from participating in treaties, as measured by the number of patents abroad, is an important variable and positively associated with the likelihood of ratification to both agreements. We also present evidence that systemic variables are important and that changes in the international system over the past 30 years are important factors to explain the membership to the treaties.
 
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Publishing Date
2012-06-19
 
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